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003-055 - Crowd Sourced Funding - Equity Raising Overview

Crowd Sourced Funding (CSF) is a type of corporate capital raising whereby a company seeks funds, in small amounts, from a large number of individual investors in return for securities for the company.  CSF involves: Companies (issuers) that propose to raise funds; Intermediaries that host ...Read more
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  • Description
  • Specifications

Crowd Sourced Funding (CSF) is a type of corporate capital raising whereby a company seeks funds, in small amounts, from a large number of individual investors in return for securities for the company.  CSF involves:

  • Companies (issuers) that propose to raise funds;
  • Intermediaries that host the platform through which offers are made to crowd investors;
  • Crowd investors.

CSF has developed over the last few years in other countries as an online phenomenon, utilised particularly by small start-up companies seeking seed capital, as a complement to more established financing options involving professional investors, such as angel investing and venture capital.

This paper gives an overview of Crowd Sourced Funding - Equity Raising Overview and has been written under the following headings:

  • What Is Crowd Sourced Funding?
  • The CSF Legislation
  • Eligible CSF Company
  • Issuer Cap
  • Fundraising In Addition To A CSF Offer
  • Primary Issue Only
  • Making a CSF Offer
  • Corporate Governance Concessions
  • CSF Intermediaries – Financial Services Licensing Requirements
  • Australian Market Licence (AML)
  • The Obligation Of A CSF Intermediary
  • Stages Of A CSF Offer
  • CSF Investors
  • General Investor Protections
  • Investor Protections For “Retail Clients” Only
  • When Is A CSF Document Defective?
  • Obligations In Relation To Defective Documents
  • Investor Rights – Defective Documents
  • Criminal And Civil Liability
  • ASIC
  • Accountants Minute Articles
  • Professional Advice